Simon Moriarty FPFS, MCSI

Technical Analyst

0117 363 4695

simon.moriarty@hartsfield.co.uk

Bristol Office

Professional

Simon has experience in all elements of financial planning, although pension planning is his main area of expertise, specifically Defined Benefit transfers. Simon also has a keen interest in markets and investments which often means discussing and implementing investment decisions with the Hartsfield portfolio manager. As Technical Analyst, Simon also enjoys providing support to all areas of the business as required.

Before moving into a planning role, he accrued wider industry experience with both SIPP and platform providers. Simon particularly appreciates being part of a very experienced team and the ability to bounce ideas off each other to make sure suitable planning is put in place for even the most complex of client circumstances.

Statement of professional standing

All financial planners and advisers must have an up-to-date Statement of Professional Standing (SPS). This shows they are suitably qualified for the position and have carried out the required amount of Continuous Professional Development (CPD).

Click here to see Simon's Statement of Professional Standing

Qualifications

You can see the qualifications Simon holds by clicking the button below.

View all qualifications

Qualifications

Advanced Diploma in Financial Planning – APFS

The Level 6 Advanced Diploma builds on existing knowledge enabling advisers to demonstrate specialist planning capabilities and offer a sophisticated and comprehensive approach to financial management.

Diploma in Regulated Financial Planning – DipPFS

The Level 4 Diploma meets the FCA’s qualification requirements for retail investment advisers, demonstrating core technical knowledge and financial planning capabilities across six core areas.

Certificate in Discretionary Investment Management – CertPFS (DM)

The Level 4 Certificate develops the wealth strategy and portfolio management skills required for effective discretionary investment management.

Certificate in Pension Transfer Advice – PTS

Pension Transfer Specialist. The Level 4 Certificate demonstrates the in-depth knowledge and practical skills needed by anyone seeking to advise on the transfer of safeguarded benefits.

European Financial Planner – EFP

The mission of the European Financial Planning Association is to set, promote and implement high quality standards for competence and ethical behaviour for the financial advisory sector throughout Europe, benefiting the profession, financial firms and clients.

EXAMS

Personal Tax and Trust Planning (AF1)

Assesses the candidate’s ability to develop in depth financial planning skills related to personal tax and trusts.

Pension Planning (AF3)

Assesses the candidate’s ability to develop in depth financial planning skills related to personal and corporate pensions.

Investment Planning (AF4)

Assesses in depth financial planning skills related to investments and the management of investment portfolios. Demonstrates specialist planning capabilities and a sophisticated and comprehensive approach to financial management.

Financial Planning Process (AF5)

Assesses advisers advanced financial planning capabilities. Tests the practical application of technical knowledge and planning skills already gained, supporting the provision of competent and appropriate advice.

Pensions Transfers (AF7)

Assesses the specialist knowledge and skills needed for advising on the transfer of safeguarded benefits.

Trusts (J02)

The objective of this unit is to develop an understanding of various types of trust.

Discretionary Investment Management (J10)

Assessing knowledge and understanding of the role of the Discretionary Investment Manager, and the ability to analyse and apply financial information and portfolio management skills.

Long Term Care Insurance (CF8)

Assessing an understanding of long term care contracts.

Financial Services, Regulation and Ethics (R01)

Assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.

Investment Principles (R02)

Assesses a knowledge and understanding of investment products and the application of the investment advice process.

Personal Taxation (R03)

Assesses a knowledge and understanding of the UK taxation system, and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.

Pensions and Retirement Planning (R04)

Assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.

Financial Protection (R05)

Assesses a knowledge and understanding of an ability to analyse financial protection planning issues.

Financial Planning Practice (R06)

Assesses advisers financial planning capabilities. Tests the practical application of technical knowledge and planning skills already gained, supporting the provision of competent and appropriate advice.

Business Financial Planning (AF2)

Assesses the candidate’s ability to develop in depth financial planning skills related to business.

Accreditations and awards

What matters most

What matters most to Simon about working for Hartsfield?

I value Hartsfield’s emphasis on good client outcomes, with the team willing to go above and beyond for our clients. We have a wealth of knowledge and experience within the team, which enables us to bounce numerous ideas off of each other, as after all, financial planning can be considered an art rather than an exact science. Hartsfield also acknowledges that certain personality types are more suited for specific job roles, allowing staff to flourish in roles that are naturally skewed towards their specific personality traits.

What matters most to Simon about his specific role?

I enjoy using my knowledge and experience to ensure we are delivering the best outcome for our clients. Every client is unique in terms of circumstances, needs and objectives, which provides variety and challenge on a day-to-day basis. My role is more of a ‘hands-off’ approach in terms of client contact as my strengths lie in the more technical aspects of financial planning and the majority of my role is centred around technical support for all areas of the business - planning, investment and trustee.

I am committed to staying at the forefront of the financial planning landscape, constantly expanding my knowledge and refining my skills to ensure our clients benefit from the most comprehensive and tailored advice process possible. I embrace the challenge of adapting to an ever-evolving industry and ensuring that my expertise remains relevant and aligned with the evolving needs of our clients. This dedication to lifelong learning is not just a professional imperative; it's a personal passion that drives me to continuously strive for excellence in my field.

My proudest achievement to date was becoming a Chartered Financial Planner with the Personal Finance Society and later securing Fellowship status.

What matters most to Simon outside of work?

Outside of work, I enjoy spending time with my wife and two daughters. I enjoy all things investment related and currently working towards my Chartered Wealth Manager qualification with the Chartered Institute for Securities and Investment (CISI).

I believe that being disciplined is key to getting results in all areas of life and I enjoy getting up early for the gym at least 3 days per week and cycling to and from the office occasionally.

If I were to relax, it will often be some educational content on Youtube or some Playstation 5.

Get in touch

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