Mark has 22 years of industry experience. His career before he became Hartsfield’s Compliance Officer spanned across both provider and advisory firms; both large and small in various roles including paraplanning, advisory, and as a Training and Competence Supervisor for a large financial advice network. Mark joined Hartsfield in 2015.
As Mark’s main duties are centred around Compliance and Training & Competence, his focus is on the risk and quality side of the entire Hartsfield group. He is also the Group’s MLRO and Data Protection Officer.
Statement of professional standing
All financial planners and advisers must have an up-to-date Statement of Professional Standing (SPS). This shows they are suitably qualified for the position and have carried out the required amount of Continuous Professional Development (CPD).
You can see the qualifications Mark holds by clicking the button below.
Diploma in Financial Planning
Certificate in Financial Planning
Certificate in Life & Pensions
Advanced Diploma in Financial Planning
Certificate in Financial Services (General Route)
Certificate in Mortgage Advice
Cert CII (MP)
European Financial Planner
Accreditations and awards
What matters most
What matters most to Mark about working for Hartsfield?
Working with a firm where the philosophy and values are shared by everyone within the company is really important to me. Striking the right work/life balance is also important and I’m very fortunate to be able to work for a company that can offer me the flexibility to achieve this.
What matters most to Mark about his specific role?
I cover a number of roles within the business which complement each other well and having the autonomy to conduct each role is important to me as it allows me to be forward-thinking in everything I do. Given the ever-changing regulatory landscape and industry in general; to be able to continually develop and learn in an environment that allows me to do so, also matters to me.
What matters most to Mark outside of work?
Life can be busy enough, so, for me; it’s making the time to be able to do the things me and my family want to do, when we want to do it. Whilst I have plans for the future, it’s also important for me to do things now!
Get in touch
If you’d like to speak to us or book an initial meeting, you can contact us directly or, alternatively, drop us a message here.